Robert walkers pass the 65 book and supporting practice exam. The series 65 examination is required by most states for individuals that act as investment adviser representatives. The series 65 exam the nasaa investment advisers law examination is a north american securities administrators association nasaa exam. The series 65 exam, called the uniform investment adviser law. The series 65 is a securities license required by most u. Series 65 is a north american securities administrators association nasaa exam which is required for individuals seeking to register with a state securities administrator in order to function as an investment adviser representative. This is the only license required if an individual acts as.
Check your knowledge of this course with a 50question. The solomon series 65 video lecture highlights the most important and heavilytested exam topics. Kaplan financial educations securities licensing exam prep series 65 packages provide all the necessary. Examzone produces exam preparation materials for the series 6, 7, 63, 65, 66 and 24 securities licensing exams. Series 65 exam prep tips and best study guides michael kitces. The uniform investment adviser law examination and the available study outline were developed by nasaa. Looking for series 65 securities exam prep practice. Our series 65 online examcenter gives you the ability to test your knowledge before you take your actual exam. Series 65 test specifications topic weight number of. Various study packages are available, designed to meet your specific needs. Our series 65 courses will prepare you for your exam.
Using software features that simulate the look and feel of the real exam, you will have access not only to similar questions, but also to a similar testing environment. The nasaa investment advisers law examination, also known as the series 65 exam, is a north american securities administrators association nasaa exam administered by finra. Includes 2 pass the 65 go no go exams to help you determine if you are ready to take the series 65 exam. Of course, you can be both, called either a hybrid or dualregistered. The series 65, officially known as the uniform investment adviser law exam, is designed to test an individuals knowledge and ability to advise clients in the area of investing and to discuss. Tips to prepare for the series 65 exam, and recommendations on the best exam. Types and characteristics of cash and cash equivalents 1. Ten questions dont count, but of course you dont know which ten.
Master the concepts required to pass with integrated videos, streamlined content, chapter and comprehensive exams. This 10hour recorded course walks you through the most critical series 65 concepts. Studied for about 2 weeks w stc book and practice tests and on the tests i was getting between 8590 and i feel like. Take as many inperson or virtual classes as you need throughout your training.
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